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InvestmentNews
7 小时
Star Stifel broker in Miami at center of two more client complaints totaling $6M
Stifel Financial Corp. is facing two more investor complaints claiming damages of at least $6 million linked to complex ...
InvestmentNews
6 小时
MetLife buying PineBridge in asset management push
The $800 million deal includes assets PineBridge has outside of China and would extend MetLife's asset management business.
InvestmentNews
7 小时
Bitcoin has first weekly drop since election
The crypto asset was down over 9 percent as of money, following a surge in price after President-elect Donald Trump's win.
InvestmentNews
7 小时
Star Stifel broker in Miami at center of two more client complaints totaling $6 million.
Star Stifel broker in Miami at center of two more client complaints totaling $6 million. Stifel Financial Corp. is facing two more investor complaints claiming damages of at least $6 million linked to ...
InvestmentNews
3 天
Edward Jones, Osaic, and Cambridge repaying $8.2M in mutual fund charges to clients
Finra orders on Friday noted that the companies proactively corrected errors following exams in 2020 that found customers ...
InvestmentNews
3 天
Deutsche Bank fined $4M over delayed reporting of suspicious activity
The firm lagged on filing suspicious activity reports for as long as two years, the SEC said today in announcing a settlement ...
InvestmentNews
5 天
How do CFA pros see AI, ESG, and the value of the CFA mark?
Pulse survey of charterholders and candidates reveals four-fifths have felt AI's impact, while views on ESG investing remain ...
InvestmentNews
3 天
Three key trends that will drive advisors’ planning in 2025
AssetMark Group CEO explains why the great wealth transfer, succession planning, and personalization will be key for advisors ...
InvestmentNews
4 天
Edward Jones’ effort to go upscale means more – lots more – CFPs
Edward Jones’ focus recently to boost advisors' credentials, as part of a broad plan to make the firm more competitive, ...
InvestmentNews
5 天
Most asset managers still rosy on sustainable investing
Fewer are calling their strategies "ESG," but fund companies and institutional investors told US SIF they see the category ...
InvestmentNews
3 天
FedEx shares surge as firm plans $30B freight IPO
The two companies will maintain commercial agreements and continue to work together. FedEx in June said it was reviewing the ...
InvestmentNews
3 天
Leadership changes at Cetera as Taylor prepares for retirement
Tom Taylor, the firm’s head of sales and chief growth officer since 2020 and CEO of Cetera Advisor Networks for more than ...
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