Press Releases - SEC.gov
5 天之前 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Newsroom - SEC.gov
5 天之前 · Latest Press Releases. View All. SEC Charges Four Companies With Misleading Cyber Disclosures. Oct. 22, 2024. SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds. Oct. 21, 2024. SEC Division of Examinations Announces 2025 Priorities. Oct. 21, 2024. What's New. View All.
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
2024年8月14日 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
Supreme Court strips SEC of enforcement tool in fraud cases - AP News
2024年6月27日 · The Supreme Court has stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on other regulatory agencies.
Supreme Court knocks down Wall Street regulator’s in-house courts
2024年6月27日 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
News - Southeastern Conference
2024年10月18日 · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.
Musk Offer to Pay $2,923 for Missed Meeting Not Enough, SEC Says
23 小时之前 · October 25, 2024 at 4:55 PM PDT. Translate. The US Securities Exchange Commission says Elon Musk ’s offer to pay $2,923 isn’t enough for standing up three agency lawyers who were set to ...
Four companies face SEC fines for not disclosing they were …
2 天之前 · October 24, 2024 10:52 am. < a min read. The Securities and Exchange Commission is slapping four companies with fines for misleading disclosures about a major cybersecurity hack. The SEC announced fines against Unisys, Avaya, Check Point and Mimecast this week. The agency said each of those companies downplayed how they were breached as part of ...
SEC.gov | SEC Adopts Rules to Enhance and Standardize Climate …
2024年3月6日 · The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings.
The SEC's new cybersecurity disclosure rules decoded: what they …
2024年5月31日 · The SEC's new cybersecurity disclosure rules. As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of...